The BornTec Brief

The answer (“Eleph-ino” or, more directly, “Hell if I know!”) can be applied to the current state of the environment for retail trading of FX in Europe. Two types of trading – CFDs (Contract for Difference) and futures – have been blending for some time and the ultimate results of this combination are open to question. However, like both an elephant and a rhinoceros, the result is going to be big

A recent survey of buy-side traders conducted by Coalition Greenwich revealed a surprising result: the number one issue for respondents wasn’t technology, execution quality, or access to liquidity, it was customer service and desk coverage. In the survey, nearly two out of three named customer service as their most important factor, ahead of all other issues, when choosing a broker.

BornTec explores the impact of the EU’s Digital Operational Resilience Act (DORA) as it takes effect in the new year, signaling a major shift in financial sector regulation. They highlight how DORA sets new standards for ICT risk management, incident reporting, and third-party oversight. BornTec examines what firms need to know to stay compliant and resilient under the new framework.

BornTec shares customer insights on the FIA’s white paper addressing regulatory reform and operational efficiency in derivatives markets. They highlight perspectives on risk management, transparency, and the evolving role of technology in supporting compliance and resilience. BornTec examines how market participants are responding to proposed recommendations and what it means for future infrastructure and oversight.

BornTec recaps the FIA’s Washington Outlook event, highlighting key policy discussions, regulatory priorities, and market concerns shaping the future of the derivatives industry. The article covers insights from industry leaders and policymakers on topics such as market resilience, cybersecurity, and innovation. BornTec emphasizes the importance of proactive compliance and adaptive technology in navigating a shifting regulatory landscape.

BornTec explores the evolving landscape of derivatives markets in Europe, highlighting regulatory developments, market structure changes, and innovation trends shaping the region. They examine how financial institutions are adapting to increased transparency requirements, cross-border complexities, and technology-driven transformation. BornTec discusses the importance of operational resilience, compliance readiness, and modern infrastructure in navigating Europe’s dynamic derivatives environment.

BornTec outlines the top three needs for operational resilience in derivatives markets, based on key takeaways from FIA IDX 2024. They focus on infrastructure modernization, proactive risk management, and regulatory readiness as critical priorities for market participants. BornTech also points out that as volatility and complexity increase, firms must build agile systems to maintain stability and compliance.

BornTec examines the lasting impact of the pandemic on remote work practices within the financial services industry. They highlight how firms have successfully adapted to remote operations, strengthened digital infrastructure, and maintained productivity and compliance standards. BornTec explores the role of technology, security, and flexible work models in supporting long-term success.

BornTec shares key insights from FIA Boca 2024, where industry leaders emphasized the challenges of growth and the increasing need for operational resilience. They highlight themes such as regulatory pressure, infrastructure scalability, and the role of technology in supporting sustainable expansion. BornTec explores how firms can navigate market complexity with agile, resilient systems.

BornTec reflects on the critical lessons learned one year after the ION ransomware event that disrupted the financial services industry. They examine the importance of operational resilience, cybersecurity preparedness, and rapid incident response in today’s complex trading environment. BornTec highlights how firms can strengthen their defenses, protect critical infrastructure, and minimize disruption from cyber threats.

BornTec reflects on key achievements from 2023 and outlines strategic priorities for 2024 in the evolving financial technology landscape. BornTec highlights advancements in surveillance, compliance, and operational resilience, driven by their commitment to innovation and client success. Continued focus on developing agile, future-proof solutions positions BornTec as a trusted partner for financial institutions navigating rapid market changes and regulatory demands.

BornTec showcases how its solutions help firms proactively manage exchange compliance challenges in today’s complex trading environment. BornTec provides real-time monitoring, automated alerts, and advanced reporting tools that enable organizations to identify and resolve exchange compliance issues before they escalate. The blog highlights best practices for strengthening exchange compliance, minimizing operational risk, and achieving regulatory adherence.

BornTec explores the essential components of building strong operational resilience in today’s fast-paced financial markets. BornTec highlights strategies for enhancing infrastructure, improving regulatory reporting, and adopting proactive resilience planning. Borntec explains the “equation” for operational resilience and why it is critical for long-term success in the trading and financial services industry.

BornTec recaps key highlights from FIA Expo 2023, where industry leaders gathered to discuss the future of derivatives, trading technology, and regulatory trends. The event showcased cutting-edge innovations, market insights, and the evolving needs of financial institutions. BornTec shared its latest advancements in compliance, surveillance, and trading infrastructure, reinforcing its role as a trusted partner in the global financial ecosystem.

BornTec explores how firms can tackle audit trail compliance and effectively manage complex back-office reporting functions, as regulatory requirements grow more demanding, financial institutions must ensure accurate, real-time data management, streamlined workflows, and robust audit capabilities.

BornTec examines the key challenges facing the global derivatives industry, including regulatory pressures, market volatility, technological innovation, and the need for greater transparency. As the derivatives market evolves, firms must adapt quickly to maintain stability and growth. BornTec explores how enhanced risk management, improved infrastructure, and forward-thinking strategies can support a healthier, more resilient derivatives ecosystem.

BornTec highlights the critical role of enterprise resilience in today’s financial markets. Borntech talks about how firms can strengthen business continuity, mitigate operational risks, and adapt to market volatility through innovative technology and strategic planning. Their solutions empower organizations to build resilient infrastructures, ensuring stability, security, and agility in a rapidly changing environment.

BornTec recaps an exciting and productive Futures Industry Association (FIA) Boca 2023 event, highlighting key trends, industry insights, and meaningful conversations with clients and partners. The team showcased BornTec’s commitment to innovation in trading technology, compliance, and surveillance solutions, while engaging with industry leaders shaping the future of financial markets. Discussions covered the growing importance of real-time data, regulatory changes, and evolving client needs.

BornTec reflects on its significant growth in 2022, fueled by new client acquisitions and advancements in Surveillance Compliance and Regulatory Reporting. They also focused on innovation, technology, and exceptional customer service which strengthened their leadership position in the financial services industry.

PhillipCapital UK has adopted BornTec’s CrossCheck FIX Hub and Data Software Solution to strengthen trading operations. The platform enhances real-time monitoring, client connectivity, and operational efficiency. By partnering with BornTec, PhillipCapital UK modernizes its infrastructure, reduces risk, and gains greater transparency in managing FIX trading flows across today’s dynamic financial markets.

Reflecting on 2020's challenges, BornTec highlights achievements in expanding client partnerships, enhancing CrossCheck capabilities, and driving innovation in trading data management.